05/14/2020
The Securities and Exchange Commission today charged registered investment adviser Ambassador Advisors, LLC, and its principals, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young, with breaches of fiduciary duty arising out of their mutual fund share class selection practices.
Continue reading: https://www.girardbengali.com/blog/sec-charges-investment-adviser-and-principals-for-breaching-fiduciary-duties/
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Girard Bengali, APC
Litigation Release No. 24817 / May 13, 2020 Securities and Exchange Commission v. Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young, No. 5:20-cv-02274 (E.D. Pa. filed May 13, 2020) Source: https://www.sec.gov/litigation/litreleases/2020/lr24817.htm The Securities...